(A) 89/2018) (pdf), Capital Market & Services Act (Unammended Principal Act (Original) (pdf), Capital Markets And Services (Amendment) Act 2012, Capital Markets And Services (Amendment) Act 2011, Capital Markets And Services (Amendment) Act 2010, Capital Markets and Services (Fees) (Amendment) Regulations 2017, Capital Markets and Services (Capital Market Compensation Fund) (Contribution) (Exemption) Regulations 2016, Capital Markets and Services (Private Retirement Scheme Industry)(Fees)(Amendment) Regulations 2015, Capital Markets and Services (Fees) (Amendment) Regulations 2015, Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2014, Capital Markets and Services Regulations 2012, Capital Markets and Services (Capital Market Compensation Fund) Regulations 2012, Capital Markets and Services (Capital Market Compensation Fund)(Contributions) Regulations 2012, Capital Markets and Services (Fees) Regulations 2012, Capital Markets and Services (Private Retirement Scheme Industry) (Fees) Regulations 2012, Capital Markets and Services (Private Retirement Scheme Industry) Regulations 2012, Capital Markets and Services (Securities Borrowing and Lending) Regulations 2012, Capital Markets and Services (Fees) Regulations 2011, Capital Markets and Services (Dispute Resolution) Regulations 2010, Capital Markets and Services (Price Stabilization Mechanism) (Amendment) Regulations 2010, Capital Markets and Services (Price Stabilization Mechanism) Regulations 2008, Capital Markets And Services (Price Stabilization Mechanism), Capital Markets And Services Regulations 2007 – Corrigendum, Capital Markets and Services Regulations 2007, Capital Markets and Services (Amendment of Schedule 6 and 7) Order 2018, Capital Markets and Services (Amendment of Schedules 2 and 3 Order 2017), Capital Markets and Services (Non-Application of Division 5 of Part VI)(Wholesale Fund)(Amendment) Order 2015, Capital Markets and Services (Amendment of Schedules 5,6 and 7) Order 2012, Capital Markets and Services (Prescription of Capital Market Product) (Islamic Capital Market Product) Order 2012, Capital Markets and Services (Prescription of Islamic Securities) Order 2012, Capital Markets and Services (Non-Application of Division 5 of Part VI) (Whosale Fund) Order 2012, Capital Markets and Services (Non-Application of Division 5 of Part VI) (Business Trust) Order 2012, Capital Markets and Services (Amendment of Schedule 2) Order 2012, Capital Markets and Services (Amendment of Schedule 8) Order 2012, Capital Markets and Services (Index Warrants) Order 2011, Capital Markets And Services (Amendment Of Schedule 3 And 4) Order 2009, Capital Markets And Services (Amendment of Schedule 4) Order 2009, Capital Markets And Services (Non-Application Of Subsection 98(1)) (Exchange Traded Funds) Order 2009, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Islamic Bank) Order 2008, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Fund Management) Order 2008, Capital Markets and Services (Amendment of Schedule 8) Order 2008, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) Order 2008, Capital Markets And Services (Disapplication Of Division 5 Of Part VI) (Amendment) Order 2008, Declaration of Federation of Investment Managers Malaysia to be a Recognised Self-Regulatory Organisation, Appointment of Date of Coming Into Operation, Capital Markets and Services (Amendment) Act 2012, Capital Markets and Services (Amendment) Act 2011. f����X��g��患� J��̀$��H�d Ҍ"@B�(fl���b�x S�HP����2YC;�� i iA �]1�:��8% � �`C �@�`�HA�S� ��S+(5bX�1� ��f.P�)���&�D#��(��@�< �@�i 6 ��1�/t��$���=a?C�OP���m���2���� P*d����\5�"`Cz-ڀ�'�D���p9Ʊ�l2�%SPdgZ�Z�↣J- ����(F�uC6��[email protected]�5n���:������sRě*�QEq0H )�it1�k �� ���y��@ϯ�))��_׬���. Capital Markets and Services (Amendment) Act 2015, Capital Markets and Services (Fees)(Amendment) Regulations 2018, Incorporating latest amendment – P.U. Deed - The principal and all supplemental deed in respect of the Fund made between us and the Trustee, in which Unit holders agree to be bound by the provisions of the Deed. x���A �4�- ��`��}������hKs�! vi CoCos - Refers to contingent convertible securities. The CMSA offers examinations and regulates post graduate training in all medical specialisations. �f���,w� $���O�K��)JS"�H 8 of 1999, Act No. R2-2011-0012, which superseded all requirements on mercury and polychlorinated biphenyls (PCBs) from wastewater discharges. 1804 24 This disambiguation page lists articles associated with the title CMSA. x�b```b``�d`e`����ˀ �,[email protected]�1����(���� �8�,� 0000004275 00000 n Registrars want and need feedback on their clinical practice in order to learn. (A) 481/2012; ISBN 978-983-9386-72-1 I. ... BAFIA means the Banking and Financial Institutions Act 1989. %%EOF THE FINANCIAL SERVICES ACT 2007 Act No. If an internal link led you here, you may wish to change the link to point directly to the intended article. startxref (A) 473/2012; P.U. Further, under the CMSA, the SC has authority to make binding regulations, as well as issue guidelines and practice 17 of 2006, Act No. (A) 89/2018) (pdf) Capital Market & Services Act (Unammended Principal Act (Original) (pdf) Capital Markets And Services Act 2007 (Order, Schedule, Regulation, Amendments, Appointment Of Date Of Coming Into Operation) 0000004628 00000 n sections 229 and 230 of the capital markets and services act 2007 (“cmsa”). 5 of 2007, Act No. �lv ����� ��"AxY���yV�̱��v��Pe`��S2l�^�ڕ1�R�O#��l�R�İp��Q捳A�D �7p The discharge is also regulated under Regional Water Board Order No. Companies Act - means Companies Act 2016 and includes any statutory amendment or re-enactment thereof. 6. the Capital Markets and Services Act 2007 (CMSA) or approved by the Labuan Financial Services Authority. 9 of the Capital Markets and Services Act 2007 (“CMSA”), as amended from time to time at issuance; and Schedules 6 and 9 of the CMSA thereafter, for the sole purpose of assisting potential investors to decide whether ... deemed to be incorporated by reference herein shall be deemed to be modified or superseded for the purpose of 1804 0 obj <> endobj H��SM��0��+��m����J�Y�� p+UQ�ݦj��M�~���Nh�n�R/�a`�y~$�e�~X�;��I�n�쿬�a���gX$��� Company - HSBC Portfolios; an investment company (Société d'Investissement à Capital Variable) incorporated in the Grand Duchy of Luxembourg and qualifies as an Undertaking for Collective Investment in Transferable Securities ("UCITS") complying with the provisions of Part I of the 2010 Law. 346.595092 Disclaimer xref 6 of 2009.] Distributors - Any relevant persons and bodies appointed by us from time to time, who are responsible for selling 68 of 2008: Consumer Protection Act, 2008. 0000003166 00000 n 0000006564 00000 n (A) 306/2017 (c.i.f 10 October 2017), Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2016, Incorporating latest amendment –  P.U. Capital Markets and Services Act 2007 (Act 671) : incorporating latest amendment – Act A1437/2012; P.U. 1827 0 obj<>stream IBFIM Refers to the Shariah Adviser . The CMSA offers examinations and regulates post graduate training in all medical specialisations. 0000004504 00000 n An Act of Parliament to provide for the establishment of an appropriate legal and institutional framework for the management of the environment and for matters connected therewith and incidental thereto [Act No. CMSA - Capital Markets and Services Act 2007 (as may be amended, varied, modified, updated and/or superseded from time to time). SEC Rules & Regulations (2013) 0000006051 00000 n 0000000795 00000 n This Order does not affect the mercury and PCBs permit. H���A��0����QN��6�i�K���i��{��(x� D؛���I˦U��ϖg��7&�oޔQƘ UB/���Q Capital market--Law and legislation--Malaysia. It is available only to private companies, but also excludes companies that are holders of licences issued under the FSA and the Capital Markets and Services Act 2007 (CMSA). (A) 328/2014 (CIF:  12 December 2014), Incorporating latest amendment – P.U. (A) 335/2010 & P.U. and about the organisational structure of the CMSA. The Capital Markets and Securities Authority (CMSA) was established by the Capital Markets and Securities Act, 1994 (C... 18 th - Dec - 2020. &�b0�]��q'. (A) 235/2016 (C.I.F : 7 September 2016), Capital Markets and Services (Dispute Resolution)(Amendment) Regulations 2016, Incorporating latest amendment  – P.U. and about the organisational structure of the CMSA. (A) 221/2016 (CIF: 15 August 2016), Capital Markets and Services (Amendment) Regulations 2016, Capital Markets and Services (Reporting of Substantial Shareholding) (Revocation) Regulations, Incorporating latest amendment – P.U. ʉE�ch�� g�����o��-��vG�p��A��v~hܶ�/N��Q�6�E ���m�� $> (A) 89/2018 C.I.F 5 April 2018, Capital Markets and Services (Amendment of Schedule 5) Order 2018, Incorporating latest amendment – P.U. Deed - The principal and any supplemental deed in respect of the Fund made between us and the Trustee, in which Unit holders agree to be bound by the provisions of the Deed. (4) The provisions of the Public Finance Management Act apply to the Service. Finance Management Act with its executive authority vested in the Minister. "aq{;$������0ֶ{���-��oWzBm�.xD�$��A���&(+;�I��W������~F� �[email protected]'{�#�1�lƙ#B0���gT$R)A`�0�̑��ŝjL��lAH���a^:̳���8G)cD� so{�] ���,l���"N���C��@�cpi���V��ΗUa���'2�A'��Oyq۔�[����$�o;oZ]:�yب���r���2�8�hX/�ҡ���;�z��zY��lFS�(�-1� ��VՓ�*k�wЕ�ѳ�;�� xz��yg6�C9;��6�C�_��ː�����[����ˆ]��KTf���3�A�8��}[]����G��E�s���Z�[�s~�[email protected]{�x0�0&�N�f�wz�6m9Օ�U��v�Iwo���{�9�^l�#� Cooling-Off Right The right of the Unit Holders to obtain a refund of his ... varied, modified, updated and/or superseded from time to time). The Investments & Scurities Act (2007) The Pension Reform Act (2014) Rules on National Investor Protection Fund. 14 of 2007 Government Gazette of Mauritius No. 1.— (1) Except as otherwise expressly provided in this Act, notice of a general meeting of a management corporation or subsidiary management corporation shall be served on each subsidiary proprietor who is a member thereof and on the first mortgagee of a lot, as ascertained from the strata roll, at least 14 days before the meeting. CA0038849), as amended by Order No. Deposit - As per the definition Services Act … Functions of Service 4. means the Capital Markets and Services Act 2007. means Capital Markets Services Licence. 0000004014 00000 n information in this document is subject to change from time to time as we and/or mercury securities shall deem fit. A Colleges of Medicine of South Africa (CMSA) workshop on assessment during November 2010 indicated 2 key issues: Transfer of theoretical knowledge into clinical practice is a big challenge. "�i�W�}��0`��3ؽ�8��ț�6��E��O�i� u�5eWŕ��� PឝпN'ſi�o C���IaL[� 1 April 2010 – as the date on which the provision in Division 2 of Part VI of the Act comes into operation. endstream endobj 1818 0 obj<>stream 28 September 2007 Please note - “A reference in any enactment to the Financial Services Development Act 2001 shall be construed as a reference to the Financial Services Act 2007”. pursuant to section 58 of the Capital Markets and Services Act 2007 (CMSA). 0000003638 00000 n 0000002627 00000 n This page was last edited on 3 July 2020, at 07:48 (UTC). ���1��^~3�� �[email protected]��s�*$����VP���c���a��;9ʝ�h����v�ݑ`�6m? compliance officer 0000002106 00000 n CMSA CMSL . (3) The Service must establish a national head office and, where necessary, regional offices. 5/2007 are superseded by the Directives referred to in paragraph 3 above with effect from the Effective Date. (A) 22/2018 C.I.F 1 April 2018, Capital Markets and Services (Prescription of Securities and Islamic Securities)(Investment Note and Islamic Investment Note)(Amendment) Order 2017, Incorporating latest amendment – P.U. (B) 342/2007 – all the provisions of the Act comes into operation except Division 2 of Part VI of the Act. CONTACT PERSONS ... BAFIA means the Banking and Financial Institutions Act 1989. 0000008724 00000 n The key sections covering CMSA’s market practice and regulatory work are found below. 0000001596 00000 n 76 of 22 August 2007 Proclaimed by [Proclamation No. (A) 118/2015 (CIF: 15 June 2015), Incorporating latest amendment – P.U. Rules on Securitization. (A)233 /2016 (C.I.F: 5 September 2016), Capital Markets and Services (Fees) (Amendment) Regulations 2016, Incorporating latest amendment – P.U. Securities Commission Act 1993 (SCA), Capital Markets and Services Act 2007 (CMSA) and Securities Industry (Central Depositories) Act 1991 (SICDA). The website provides information about the different colleges, examinations, examination schedules, etc. CMSA CMSL . ؑM The BMSMA comes under the purview of the Ministry of National Development … 6. 1.4 This policy document sets out– (a) considerations under the law in assessing an application for a licence set out in paragraph 1.2; (b) the application procedure, including arrangements to submit an ��qP�*�j:5&����3waC�;�]����"��%x��ޝ��u�194G�಄� Please note that most Acts are published in English and another South African official language. �� Licensed commercial banks can register themselves with the Securities Commission of Malaysia (SC) in accordance with the CMSA since some of the activities of commercial banks could involve dealing in securities, advising on corporate finance, the provision of investment advice and fund management (all of which are regulated by the SC pursuant to the Capital Markets and Services Act 2007 (CMSA)). The Colleges of Medicine of South Africa oversee the postgraduate specialisation of South African doctors. Any company that has created a charge over its assets is also ineligible. Rules on Trading in Unlisted Securities. CMSA - Capital Markets and Services Act 2007. AIDS HELPLINE: 0800-123-22 Prevention is the cure . 0000004052 00000 n Deposit - As per the definition of “deposit” in the Financial Services Act 2013 and “Islamic deposit” in the Islamic Financial Services Act … (A) 133/2017 C.I.F 18 May 2017, Capital Markets and Services (Prescription of Securities and Islamic Securities) (Investment note and Islamic Investment Note) Order 2016, Capital Markets and Services (Amendment of Schedule 3) Order 2015, Capital Markets and Services (Amendment of Schedules 5, 6, 7 and 8) Order 2015, Capital Markets and Services (Amendment of Schedule 1, 2, 3 and 4) Order 2011, Capital Markets And Services (Amendment Of Schedule 5) Order 2009, Capital Market and Services (Amendment) Act 2011, © Copyright Securities Commission Malaysia   |, Securities Industry (Central Depositories) Act 1991, Demutualisation (Kuala Lumpur Stock Exchange) Act 2003 (pdf), Technical Notes, Practice Notes and Circulars, Capital Market Service Related Complaints, Investor Education Radio Series On BFM 89.9, Take-overs Related Publications & Announcements, List of Registered Recognized Market Operators, Statement of SC’s Principles and Standards, Capital Markets and Services Act 2007 (Act 671) (Incorporating latest amendment up to P.U. 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